Privacy Policy – Tailored Tax and Wealth

Last Updated: 7/22/2025

TTW has adopted the following policies and procedures to protect non-public personal information of clients. TTW will not share non-public information about its clients with non-affiliated third parties without prior client consent, except as specifically described below.

How We Gather Information

In connection with providing investment advisory services, we may obtain information about clients from the following sources:

  •         Client agreements and other information that clients provide to us, whether in writing, in person, by telephone, electronically, or by any other means. This information may include a client’s name, address, phone number, email address, social security number, employment information, income, investment experience;

  •         Personal and business tax returns provided by the client;

  •         Transactions on a client’s behalf. This information may include the client’s account balances, positions, investment interest; and

  •        Public sources.

Sharing Information with Non-affiliated Third Parties

TTW only discloses non-public information to non-affiliated third parties without prior client consent when we believe it necessary for the conduct of our business or as required or permitted by law, such as:

  •   If you request or authorize the disclosure of the information;

  •         To provide client account services or account maintenance;

  •          To respond to a subpoena or court order, judicial process, law enforcement, or regulatory authorities;

  •          To help us prevent fraud; and

  •          To comply with federal, state, or local laws, rules, and other applicable legal requirements.

We do not make any disclosure of client non-public personal information to other companies who may want to sell their products or services to you.

Safeguarding Client Information

TTW restricts access to non-public information to those employees who need to know such information to provide services to our clients. Examples of important safeguarding procedures TTW may adopt include:

  •          Access controls on customer information systems, including controls to authenticate and permit access only to authorized individuals and controls to prevent employees from providing customer information to unauthorized individuals who may seek to obtain this information through fraudulent means;

  •          Encryption of electronic customer information, including while in transit or in storage on networks or systems to which unauthorized individuals may have access; and

  •          Measures to protect against destruction, loss, or damage of customer information due to potential environmental hazards, such as fire and water damage or technological failures;

Privacy Notices

TTW will provide each natural person client with initial notice of the firm’s current policy when the client relationship is established. TTW shall also provide each such client with a new notice of the firm’s current privacy policies at least annually. If TTW adopts material changes to its privacy policies, the firm shall provide each such client with a revised notice reflecting the new privacy policies. The Compliance Officer is responsible for ensuring that required notices are distributed to the clients.